ASIA CEO Community

US-qualified lawyer with 20 years’ experience, including over 15 years in Hong Kong managing all legal, compliance and non-investment functions at a global, multi-strategy hedge fund, following five years of private legal practice in New York focusing on securities and markets regulation, internal investigations, and regulatory and criminal litigation. *Experienced asset management executive with a strong knowledge of financial markets and products including HK, Singapore, Japan, Korea, China, Taiwan, Australia, US and UK/EU. *Extensive and diverse background in legal and compliance, securities and market regulation, private funds and SPVs, business conduct and ethics, governance, internal controls, cybersecurity, and fund marketing and product distribution compliance. *Effectively manage large teams, processes, technology and systems, vendors, and external advisors across multiple offices, jurisdictions, and time zones. *Member of the New York State Bar, Associate Member of the Hong Kong Law Society. *Chair of AIMA HK Executive Committee, formerly Co-Chair of AIMA HK Regulatory Committee; member of Human Capital Committee of the Hong Kong Financial Services Development Council (FSDC); member of Standards Board for Alternative Investments (SBAI) Culture & Diversity Committee for APAC; and director of HK Corporate Counsel Association, Co-Chair of Financial Services Committee. *Cayman and Delaware fund director. *Named to The Legal 500’s inaugural “GC Powerlist: China & Hong Kong” and the Oasis Legal team named to "GC Powerlist: Hong Kong Teams 2019". *Frequent speaker on topics related to financial markets, in-house legal and compliance department management, ethics, regulatory compliance, internal investigations, financial services legal issues and trends, hedge fund operations and management, shareholder activism, and ESG topics, including firm diversity and inclusion. *Winner, 2021 Lexology Asia-Pacific Global Counsel Award - Regulatory (Financial Services)