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Tracy has over 15 years of compliance experiences in equities international asset management firms and various financial institutions including Aberdeen Standard Investments (Hong Kong) Limited, Schroder Investment Management (Hong Kong) Limited and Millennium Capital Management (Hong Kong) Limited and CGS CIMB Securities (HK) Limited in Hong Kong. She has extensive experience in providing compliance advice on equities trading, portfolio monitoring, marketing and distribution, AML and KYC, policies and licensing. Ms Tong holds the Bachelor’s degree in business administration from the Chinese University of Hong Kong and a Bachelor’s degree in law from the University of London.